SEC News Digest, 04-11-1969Share on:
The SEC has issued an order temporarily suspending ... l~339) authorizing Massachusetts Electric Company, ~ ... SEC NEWS DIGEST, APRIL 11, 1969. Paae 2.
SEC News Digest, 6-18-91 - Securities and Exchange Commission
[SEC v. L. George Reynolds, et al., Civil Action No. 3-91-1115-G, USDC/ND/TX, Dallas. Division] (LR-12887). COMPLAINT FOR PERMANENT INJUNCTION ...
SEC News Digest, 03-21-1969 - Securities and Exchange
Abrief.summaryof Hnancialproposals filed with (Jnd actions by the S.E.C. .... with a sales charge of 8.5t on purchases of l••s than $10,000; no sales charge will ...
SEC News Digest, 01-22-1991 - Securities and Exchange
Jan 22, 1991 ... sec news dicest. Issue 91-14 ... against John L. Petit (Petit), of Boca Raton, Florida. The Order ... 12758). NEWS DIGEST, January 22, 1991. 2 ...
SEC News Digest - Securities and Exchange Commission
Feb 1, 2001 ... 1365). 2 NEWS DIGEST, February 1,2001 .... no ill-gotten gams, the SEC does not seek drsgorgernent III this case [SEC v Benny L. Judah and ...
SEC News Digest, 08-30-1967
SEC NEWS DIGEST, AUGUST 30. 1967. Pase 2 sell shares ranging in .... JERSEY CENTRAL P & L BOND OFFERING CLEARED. The SEC has issued an order ...
SEC News Digest, 09-09-1968
sEc. (Issue No. 68-176). FOR RELEASE. September", l<;;68. SEC ORDER CITES FIRST HANOVER CORP. The SEC has ordered administrative proceedings ...
SEC News Digest, 02-19-1970
Jr., Richard L. Newburger ... SEC NEWS DIGEST, FEBRUARY 19, 1970. 'age 2 ... executive vice president, Roland L. Gonzales, Jr., salesman and branch office ...
SEC News Digest, 04-11-1994 - Securities and Exchange
Apr 11, 1994 ... [SEC v. David L. Kagel, et al., Civil. Action No. 93-0855 ER, Ex, CD Cal.] (LR- 14047) ... IC-20l97 - April 6). NEWS DIGEST, April 11, 1994. 2 ...
SEC News Digest, 10-08-1969
SEC NEWS DIGEST, OCTOBER 8, 1969. Page 2 .... held); l-lexico I;avin:;s Danl: ( at the ratc, (1; one silnre for each f, ;lexica. Savings shares held); Tipl:cn ...
SEC News Digest, 04-03-1959 - Securities and Exchange
oo ,000 as stated in the News Digest of April 2 J ... SEC NEWS DIGEST, APRIL 3, 1959 ... The company's securities are regarded a8 "spec l.ative" because the ...
SEC News Digest, 09-04-1956
i~rn\W~ [email protected]~~ ... SEC News Digest, Tuesday, September 4, 1956. Page 2 ... Group Creditor Life L~surance Protection, and ~,Q~O,OOO of Single Payment ...
SEC News Digest, 11-05-1968
and Frank L. Harrington, Jr., president of the Fund; both are officers of the Insurance Company. CONTINUED. Page 3. SEC NEWS DIGEST, NOVEMBER 5, 1968.
SEC News Digest, 05-24-1994 - Securities and Exchange
The updates will be published in the SBC Revs Digest and copies of the ...... [ SEC v. James L. Donohue, Individually and d/b/a Gold Coast Management and ...
SEC News Digest, 10-04-1965
ing 600,000 capital shares (after adjustment for a 30-for-l recapitalization in September), of which manage- ... SEC NEWS DIGEST, OCTOBER 4, 1965. Page 2.
SEC News Digest, 05-12-1966
SEC NEWS DIGEST, HAY 12, 1966 rase 2 .... that K. Wayne Call and Layton L. Rayl waived indictment and entered pleas of guilty to an Information charg-.
SEC News Digest, 02-03-1969 - Securities and Exchange
SECURITIES AND EXCHANGE COMMISSION. ~l!~~. [email protected]!~1r. A brieF summary of financial proposals filed with and actions by the S.E.C.. ( In orclering full.
SEC News Digest, 07-07-1993 - Securities and Exchange
Jul 7, 1993 ... [SEC v. L. George Reynolds, et. al., USDC ND/TX, Civil Action No. 3:91-. CV-lllS- PJ. (LR-13690) ... (LR-13691). 2. NEWS DIGEST, July 7, 1993 ...
Enforcement of Securities Law in the Global - BrooklynWorks
http://www.sec.gov/news/studies/hedgefunds0903.pdf [hereinafter 2003 SEC. STAFF REPORT]. .... International Enforcement Assistance, SEC OFFICE OF INT' L AFFAIRS, ...... SEC NEWS DIGEST, supra note 138, at 2; 1993 U.S.-Switz. Notes ...
Private Placements and Secondary Transactions - Duke Law
SEC News Digest No. 64-9-9 ... or private character of the offering include SEC v. Ralston ... the public sale is an exempted transaction under section 4(l) of the.